sec exchange act section 16

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sec exchange act section 16 & Definitions

Section 16 Definition | Investopedia
A section of the Securities Exchange Act of 1934 that is used to describe the various . by this subsection with the Securities and Exchange Commission (SEC ).
http://www.investopedia.com/terms/s/section-16.asp

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    • COMPLIANCE WITH SECTION 16(A) OF THE ... - Wikinvest
      Section 16(a) of the Securities Exchange Act of 1934, as amended, requires the . of Common Stock and other equity securities of the Company with the SEC.
      http://www.wikinvest.com/stock/SanDisk_(SNDK)/Compliance_Securities_Exchange_Act_1934

      33-8107 - Securities and Exchange Commission
      The CFMA amended Section 16 of the Exchange Act so that it covers ownership of, and transactions in, security futures products.22 Section 16 applies to every .
      http://www.sec.gov/rules/interp/33-8107.htm

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    • Section 16(b) Overview
      Nov 3, 2007 . Section 16 of the Exchange Act, with respect to any company whose . any class of any equity security (other than an exempted security)," 15 .
      http://seattletimes.nwsource.com/ABPub/2007/11/03/2003992962.pdf

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    • PIPEs
      purchase or sale of any security. What is Rule 10b5-1? Section 10(b) and Rule 10b-5 of the Exchange Act prohibit the purchase or sale of a security on the basis .
      http://www.mofo.com/files/uploads/documents/faq10b51.pdf

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Full Disclosure System - Securities and Exchange Commission
Adopted amendments to accelerate filing of Exchange. Act section 16 beneficial ownership reports filed by officers, directors, and principal security holders.
http://www.sec.gov/pdf/annrep02/ar02fulldisc.pdf

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